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Online Results (81)
1.
First lie wins
Author
Elston, Ashley
Published
New York : Pamela Dorman Books/Viking, 2024.
©2024
Location
SML, Stacks, LC Classification >> PS3605.L78 F57 2024 (LC)
Format
Books
2.
Public Net Worth Accounting - Government - Democracy
Author
Ball, Ian
Published
Cham : Springer Nature Switzerland : Imprint: Palgrave Macmillan, 2024.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
3.
Fintech and regtech in the financial services industry : current issues for investment advisers and broker-dealers 2023
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
4.
Investment management 2023 : current issues & trends
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
5.
The space economy : capitalize on the greatest business opportunity of our lifetime
Author
Anderson, Chad (Investment advisor)
Published
Hoboken, New Jersey : John Wiley & Sons, Inc., [2023]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
6.
Conquering learning disabilities at any age : how an ADHD/LD kid graduated from Yale and Cambridge, and became a Marine officer, military historian, financial advisor and caring father
Author
Rigg, Bryan Mark, 1971-
Published
Dallas, TX : Fidelis Historia, LLC, [2022]
Ã2022
Location
Request for delivery to any Yale Library >> RJ506.H9 R55 2022 (LC)
Format
Books
7.
The dealmaker : lessons from a life in private equity
Author
Hands, Guy
Published
[London] UK : Penguin Books, 2022.
©2021
Location
MARX Library >> HG4751 .H363 2022 (LC)
Format
Books
8.
The economics of fund management
Author
Moisson, Ed
Published
Newcastle upon Tyne : Agenda Publishing, [2022]
©2022
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
9.
Starting your own practice : the independence guide for investment advisors, attorneys, CPAs and other professional service providers
Author
Fragasso, Robert, 1945-
Published
Hoboken, New Jersey : Wiley, [2021]
2021
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
10.
Examining the market power and impact of proxy advisory firms : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, June 5, 2013
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
[Place of publication not identified] : [publisher not identified], [2014?]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
11.
The Islamic finance handbook : a practitioner's guide to the global markets
Published
Singapore : Wiley, 2014.
©2014
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
12.
The million-dollar financial services practice : a proven system for becoming a top producer
Author
Mullen, David J., Jr
Published
New York : AMACOM--American Management Association, [2013]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
13.
Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2012.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
14.
Money mavericks : confessions of a hedge fund manager
Author
Kroijer, Lars
Published
Harlow, England : Pearson Education Limited, 2012.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
15.
Defined benefit pension plan funding levels and investment advice rules : hearing before the Committee on Ways and Means, U.S. House of Representatives, One Hundred Eleventh Congress, first session, October 1, 2009
Author
United States. Congress. House. Committee on Ways and Means
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
16.
Meeting on assessing the Madoff Ponzi scheme and the need for regulatory reform : Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, January 5, 2009
Author
United States. Congress. House. Committee on Financial Services
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
17.
The other side of Wall Street : in business it pays to be an animal, in life it pays to be yourself
Author
Harrison, Todd A.
Published
Upper Saddle River, N.J. : FT Press, ©2011.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
18.
The rise of the state : profitable investing and geopolitics in the 21st century
Author
Mostrous, Yiannis G.
Published
Upper Saddle River, N.J. : FT Press, ©2011.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
19.
Additional reforms to the Securities Investor Protection Act : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, December 9, 2009
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
20.
Assessing the limitations of the Securities Investor Protection Act : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, September 23, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
21.
The Bernard Madoff investment scam
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
22.
Digging for disclosure : tactics for protecting your firm's assets from swindlers, scammers, and imposters
Author
Springer, Kenneth S., 1953-
Published
Upper Saddle River, N.J. : FT Press, 2010, ©2011.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
23.
How to file a financial complaint
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
24.
MarketPsych : how to manage fear and build your investor identity
Author
Peterson, Richard L., 1972-
Published
Hoboken, N.J. : John Wiley & Sons, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
25.
The meaning behind financial advisor designations and licenses
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
26.
My husband, the investment scammer
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
27.
Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on analyzing the SEC's oversight and examination of the activities of Bernard L. Madoff and Bernard L. Madoff Investment Securities, LLC and why it failed to identify the Ponzi scheme, and to assess recommendations for how to improve the regulatory performance of the SEC, September 10, 2009
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
28.
The roles of various financial institutions
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
29.
A shocking revelation : why you should be very careful about which financial advisor you choose
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
30.
Spotting criminal versus non-criminal financial advisor behavior
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
31.
Spotting red flags : financial advisors to avoid
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
32.
Understanding what financial help you need
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
33.
The Wall Street professional's survival guide : success secrets of a career coach
Author
Cohen, Roy, 1955-
Published
Upper Saddle River, N.J. : FT Press, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
34.
Who can you trust with the financial planning of your money
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
35.
Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009.
Online
4.F 49/20:111-2
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
36.
Investing in the future : minority opportunities and the thrift savings plan : hearing before the Subcommittee on Federal Workforce, Postal Service, and the District of Columbia of the Committee on Oversight and Government Reform, House of Representatives, One Hundred Tenth Congress, second session, July 10, 2008
Author
United States. Congress. House. Committee on Oversight and Government Reform. Subcommittee on Federal Workforce, Postal Service, and the District of Columbia
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009.
Online
4.G 74/7:110-133
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
37.
The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009.
Online
4.B 22/3:S.HRG.111-38
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
38.
The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
39.
Perspectives on hedge fund registration : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, May 7, 2009
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
40.
Retirement security : the importance of an independent investment adviser : hearing before the Subcommittee on Health, Employment, Labor, and Pensions, Committee on Education and Labor, U.S. House of Representatives, One Hundred Eleventh Congress, first session, hearing held in Washington, DC, March 24, 2009
Author
United States. Congress. House. Committee on Education and Labor. Subcommittee on Health, Employment, Labor, and Pensions
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009.
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
41.
Advising seniors about their money : who is qualified, and who is not : hearing before the Special Committee on Aging, United States Senate, One Hundred Tenth Congress, first session, Washington, DC, September 5, 2007
Author
United States. Congress. Senate. Special Committee on Aging
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2008.
Online
4.AG 4:S.HRG.110-301
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
42.
Fair and equitable tax policy for America's working families : hearing before the Committee on Ways and Means, U.S. House of Representatives, One Hundred Tenth Congress, first session, September 6, 2007
Author
United States. Congress. House. Committee on Ways and Means
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2008.
Online
4.W 36:110-58
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
43.
Live it up without outliving your money! : getting the most from your investments in retirement
Author
Merriman, Paul A., 1943-
Published
Hoboken, N.J. : John Wiley & Sons, ©2008.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
44.
Handbook of investment administration
Author
Rothwell, Kevin
Published
Chichester, England ; Hoboken, NJ : John Wiley & Sons, ©2007.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
45.
Management audit : Illinois School District Liquid Asset Fund Plus
Author
Illinois. Office of the Auditor General
Published
Springfield, IL : State of Illinois, Office of the Auditor General, 2005.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
46.
The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
Online book
4.B 22/3:S.HRG.108-884
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
47.
Mutual funds : trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, first session, November 3, 2003
Author
United States. Congress. Senate. Committee on Governmental Affairs. Subcommittee on Financial Management, the Budget, and International Security
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
48.
Pension Security Act of 2003 : report together with minority views (to accompany H.R. 1000) (including cost estimate of the Congressional Budget Office)
Author
United States. Congress. House. Committee on Education and the Workforce
Published
[Washington, D.C. : U.S. G.P.O., 2003]-
Online
pt.1
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
49.
Providing for consideration of H.R. 1000, Pension Security Act of 2003 : report (to accompany H. Res. 230)
Author
United States. Congress. House. Committee on Rules
Published
[Washington, D.C. : U.S. G.P.O., 2003]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
50.
H.R. 2269, the Retirement Security Advice Act : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and the Workforce, House of Representatives, One Hundred Seventh Congress, first session, hearing held in Washington, DC, July 17, 2001
Author
United States. Congress. House. Committee on Education and the Workforce. Subcommittee on Employer-Employee Relations
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2002.
Online
4.ED 8/1:107-22
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online