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Current results range from 1872 to 2023

1.
Investment crowdfunding
Author
Schwartz, Andrew A.
Published
New York, NY : Oxford University Press, [2023]
Location
Law Library >> K1330 .S39X 2023
Format
Books
2.
The LIBOR transition : protecting consumers and investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventeenth Congress, first session, on examining how the financial system can move from the LIBOR system, November 2, 2021
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author
Published
Washington : U.S. Government Publishing Office, 2023.
Online
https://purl.fdlp.gov/GPO/gpo212850
Address at time of PURL creation
https://www.govinfo.gov/content/pkg/CHRG-117shrg48451/html/CHRG-117shrg48451.htm
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.117-357
Format
Books
3.
Regulation and governance of mutual funds : United Kingdom and United States of America perspectives on investor protection
Author
Khair Alshaleel, Mohammed
Published
Abingdon, Oxon ; New York, NY : Routledge, Taylor & Francis Group, 2023.
©2023.
Location
Law Library >> KD1787 .K43X 2023
Format
Books
4.
The bond king : how one man made a market, built an empire, and lost it all
Author
Childs, Mary (Business journalist)
Published
New York : Flatiron Books, 2022.
©2022
Location
MARX Library >> HG172.G76 C45 2022 (LC)
Format
Books
5.
The Cambridge handbook of investor protection
Published
Cambridge, United Kingdom ; New York, NY : Cambridge University Press, 2022.
©2022.
Location
Law Library >> KF1070 .C358X 2022
Format
Books
6.
A history of financial technology and regulation : from American incorporation to cryptocurrency and crowdfunding
Author
Oranburg, Seth C., 1983-
Published
Cambridge, United Kingdom ; New York, NY : Cambridge University Press, 2022.
©2022.
Location
Law Library >> KF974 .O73X 2022
Format
Books
7.
Inside Vanguard : leadership secrets from the company that continues to rewrite the rules of the investing business
Author
Ellis, Charles D.
Published
New York : McGraw-Hill, [2023]
©2023
Location
MARX Library >> HG4930 .E55 2023 (LC)
Format
Books
8.
The money revolution : how to finance the next American century
Author
Duncan, Richard, 1960-
Published
Chichester, West Sussex : John Wiley & Sons, Ltd., [2022]
Location
SML, Stacks, LC Classification >> HG181 .D85 2022 (LC)
Format
Books
9.
A review of diversity and inclusion performance at America's large investment firms : hybrid hearing before the Subcommittee on Diversity and Inclusion of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session, December 9, 2021
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Diversity and Inclusion, author
Published
Washington : U.S. Government Publishing Office, 2021.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:117-64
Format
Books
10.
Who wins on Wall Street? Gamestop, Robinhood, and the state of retail investing : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventeenth Congress, first session, on examining the practices that encouraged the volatile activity in stocks, how it affects our economy in the long term, and who benefits and who loses from this "tech-induced" stock market volatility, March 9, 2021
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author
Published
Washington : U.S. Government Publishing Office, 2022.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.117-95
Format
Books
11.
Crowdinvesting : Schwarmfinanzierungen im Spannungsfeld von Gesellschafts-, Kapitalmarkt- und Insolvenzrecht
Author
Ivanović, Dennis
Published
Berlin : Peter Lang, [2020]
©2020.
Location
Law Library >> KJC7 .E937 v.6134
Format
Books / Dissertations & Theses
12.
Diverse asset managers : challenges, solutions, and opportunities for inclusion : hearing before the Subcommittee on Diversity and Inclusion of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, June 25, 2019
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Diversity and Inclusion, author
Published
Washington : U.S. Government Publishing Office, 2020.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:116-35
Format
Books
13.
Legislative proposals on capital formation and corporate governance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixteenth Congress, first session, on examining legislative proposals on capital formation and corporate governance : February 28, 2019
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author
Published
Washington : U.S. Government Publishing Office, 2020.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.116-90
Format
Books
14.
Venture capital performance : a comparative study of investment practices in Europe and the USA
Author
Arundale, Keith
Published
Abingdon, Oxon ; New York, NY : Routledge, 2020.
Location
MARX Library >> HG5428 .A783 2020 (LC)
Format
Books
15.
Why federal investments matter : stability from Congress to state capitals : hearing before the Committee on the Budget, House of Representatives, One Hundred Sixteenth Congress, second session, hearing held in Washington, D.C., January 15, 2020
Author
United States. Congress. House. Committee on the Budget, author
Published
Washington : U.S. Government Publishing Office, 2020.
Location
Library Shelving Facility (LSF) >> Y 4.B 85/3:116-19
Format
Books
16.
Bloomberg by Bloomberg
Author
Bloomberg, Michael
Published
Hoboken, New Jersey : Wiley, [2019]
©2019
Location
SML, Stacks, LC Classification >> HG172.B56 A3 2019 (LC)
Format
Books
17.
Invested : changing forever the way Americans invest
Author
Schwab, Charles
Published
New York : Currency, [2019]
Location
SML, Linonia & Brothers Room >> HG172.S39 A3 2019 (LC)
Format
Books
18.
Legislative proposals to increase access to capital : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifteenth Congress, second session, on examining legislative proposals on capital formation, June 26, 2018
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author
Published
Washington : U.S. Government Publishing Office, 2019.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.115-354
Format
Books
19.
Perspectives on reform of the CFIUS review process : hearing before the Subcommittee on Digital Commerce and Consumer Protection of the Committee on Energy and Commerce, House of Representatives, One Hundred Fifteenth Congress, second session, April 26, 2018
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Digital Commerce and Consumer Protection, author
Published
Washington : U.S. Government Publishing Office, 2019.
Location
Library Shelving Facility (LSF) >> Y 4.C 73/8:115-122
Format
Books
20.
Putting investors first? : examining the SEC's best interest rule : hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, March 14, 2019
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author
Published
Washington : U.S. Government Publishing Office, 2019.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:116-10
Format
Books
21.
Guide to retirement planning
Author
Posner, Susan Flax, 1954-
Published
Riverwoods, IL : Wolters Kluwer, [2018]
Location
Law Library >> KF6297 .P67 2018
Format
Books
22.
The law of private investment funds
Author
Spangler, Timothy
Published
Oxford : Oxford University Press, 2018.
Location
Law Library >> KD1774 .S69X 2018
Format
Books
23.
Oversight of the SEC's Division of Corporation Finance : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, April 26, 2018
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment, author
Published
Washington : U.S. Government Publishing Office, 2018.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:115-89
Format
Books
24.
Oversight of the SEC's Division of Investment Management : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, September 26, 2018
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment, author
Published
Washington : U.S. Government Publishing Office, 2018.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:115-118
Format
Books
25.
The capitalist code : it can save your life (and make you very rich!)
Author
Stein, Benjamin, 1944-
Published
West Palm Beach : Humanix Books, [2017]
Location
Law Library >> HG179 .S818 2017
Format
Books
26.
A financial system that creates economic opportunities. Asset management and insurance: report to President Donald J. Trump, Executive Order 13772 on core principles for regulating the United States financial system
Author
Mnuchin, Steven T.
Published
Washington, D.C. : U.S. Department of the Treasury, 2017.
Location
Library Shelving Facility (LSF) >> T 1.2:F 49/13/2017
Format
Books
27.
Les réseaux Soros à la conquête de l'Afrique : les réseaux d'influence à la conquête du monde
Author
Erbs, Stéphanie
Published
Versailles : VA éditions, [2017]
copyright 2017
Location
SML, Stacks, LC Classification >> HG172.S63 E73 2017 (LC)
Format
Books
28.
Speculation : a history of the fine line between gambling and investing
Author
Banner, Stuart, 1963-
Published
New York, NY : Oxford University Press, [2017]
Location
Law Library >> KF1070 .B365X 2017
Format
Books
29.
Capital formation and reducing small business burdens : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining legislative proposals on capital formation that were considered in the House last congress that would help capital formation and reduce burdens for smaller businesses, March 24, 2015
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.114-16
Format
Books
30.
Financial products tax reform discussion draft : hearing before the Subcommittee on Select Revenue Measures of the Committee on Ways and Means, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, March 20, 2013
Author
United States. Congress. House. Committee on Ways and Means. Subcommittee on Select Revenue Measures, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office.
Location
Library Shelving Facility (LSF) >> Y 4.W 36:113-SRM 01
Format
Books
31.
Legislative proposals to improve the U.S. capital markets : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, December 2, 2015
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:114-64
Format
Books
32.
Legislative proposals to modernize business development companies and expand investment opportunities : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, June 16, 2015
Author
United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:114-33
Format
Books
33.
Oversight of the SEC's Division of Investment Management : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, October 23, 2015
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:114-58
Format
Books
34.
Principles for ensuring retirement advice serves the best interests of working families and retirees : hearing before the Subcommittee on Health, Employment, Labor and Pensions, Committee on Education and the Workforce, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, hearing held in Washington, DC, December 2, 2015
Author
United States. Congress. House. Committee on Education and the Workforce. Subcommittee on Health, Employment, Labor, and Pensions, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.ED 8/1:114-35
Format
Books
35.
Restricting access to financial advice : evaluating the costs and consequences for working families and retirees : hearing before the Subcommittee on Health, Employment, Labor and Pensions, Committee on Education and the Workforce, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, hearing held in Washington, DC, June 17, 2015
Author
United States. Congress. House. Committee on Education and the Workforce. Subcommittee on Health, Employment, Labor, and Pensions, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.ED 8/1:114-21
Format
Books
36.
... SBBI yearbook : stocks, bonds, bills and inflation
Published
Hoboken, New Jersey : Wiley, 2016-
Location
MARX Library >> HG4501 .S7949 2019(LC)
Format
Journals & Newspapers
37.
The simple path to wealth : your road map to financial independence and a rich, free life
Author
Collins, J. L. (Blogger)
Published
[United States?] : [CreateSpace Independent Publishing Platform], [2016]
©2016
Location
SML, Stacks, LC Classification >> HG179 .C66184 2016 (LC)
Format
Books
38.
Oversight of the SEC's Division of Corporation Finance : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, July 24, 2014
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author
Published
Washington : U.S. Government Publishing Office, 2015.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:113-95
Format
Books
39.
Bienvenido, Míster Mao
Author
Ríos, Xulio
Published
Madrid : Akal, 2014.
Location
SML, Stacks, LC Classification >> HG5782 R56 2014 (LC)
Format
Books
40.
Clash of the financial pundits : how the media influences your investment decisions for better or worse
Author
Brown, Joshua M. (Joshua Morgan)
Published
New York : McGraw-Hill Education, [2014]
Location
MARX Library >> HG4928.5 .B773X 2014 (LC)
Format
Books
41.
The education of a value investor : my transformative quest for wealth, wisdom and enlightenment
Author
Spier, Guy
Published
New York : Palgrave Macmillan, [2014]
Location
MARX Library >> HG4928.5.S65 A3X 2014 (LC)
Format
Books
42.
Game plan : how to protect yourself from the coming cyber-economic attack
Author
Freeman, Kevin D.
Published
Washington, DC : Regnery Publishing, Inc., an Eagle Publishing Company, [2014]
Location
MARX Library >> HG4910 .F785 2014 (LC)
Format
Books
43.
The money compass : where your money went and how to get it back
Author
Grimaldi, Mark
Published
Hoboken, New Jersey : Wiley, [2014]
Location
MARX Library >> HG179 .G7457X 2014 (LC)
Format
Books
44.
Prosperity in the age of decline : how to lead your business and preserve wealth through the coming business cycles
Author
Beaulieu, Brian
Published
Hoboken, New Jersey : Wiley, [2014]
Location
MARX Library >> HG4910 .B43 2014 (LC)
Format
Books
45.
Right on the money : Doug Casey on economics, investing, and the ways of the real world with Louis James
Author
Casey, Douglas R.
Published
Hoboken, NJ : Wiley/Casey Research, c2014.
Location
MARX Library >> HG4910 .C37 2014 (LC)
Format
Books
46.
The essays of Warren Buffett : lessons for corporate America
Author
Buffett, Warren
Published
Durham, North Carolina : Carolina Academic Press, [2013]
Location
MARX Library >> HG4061 .B8372X 2013 (LC)
MARX Library >> HG4061 .B8372X 2013 (LC)
Format
Books
47.
JPMorgan Chase whale trades : a case history of derivatives risks and abuses : hearing before the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Thirteenth Congress, first session, March 15, 2013
Author
United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations, author
Published
Washington : U.S. Government Printing Office, 2013.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Printing Office.
Online
v. 1, PDF version:
v. 2, PDF version:
Location
Library Shelving Facility (LSF) >> Y 4.G 74/9:S.HRG.113-96
Format
Books
48.
The man in the arena : Vanguard founder John C. Bogle and his lifelong battle to serve investors first
Published
Hoboken, NJ : Wiley, [2013]
Location
MARX Library >> HG4930 .M357X 2013 (LC)
Format
Books
49.
Tax reforms and the tax treatment of capital gains : joint hearing before the Committee on Ways and Means, U.S. House of Representatives and the Finance Committee, U.S. Senate, One Hundred Twelfth Congress, second session, September 20, 2012
Author
United States. Congress. House. Committee on Ways and Means, author
Published
Washington : U.S. Government Printing Office, 2013.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Printing Office.
Location
Library Shelving Facility (LSF) >> Y 4.W 36:112-29
Format
Books
50.
Broken markets : how high frequency trading and predatory practices on Wall Street are destroying investor confidence and your portfolio
Author
Arnuk, Sal (Saleem), 1966-
Published
Upper Saddle River, N.J. : FT Press, c2012.
Location
MARX Library >> HG4910 .A69X 2012 (LC)
Format
Books