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Securities

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Online Results (9)
1.
Corporate finance : the lawyer's role
Author
Gabilondo, José
Published
Eagan, MN : West Academic Publishing, [2023]
Location
Law Library >> KF1428 .M29X 2023
Format
Books
2.
Securities litigation, enforcement, and compliance : cases and materials
Author
Nagy, Donna M.
Published
Eagan, MN : West Academic Publishing, [2023]
©2023.
Location
Law Library >> KF1439 .N34 2023
Format
Books
3.
Securities litigation and enforcement in a nutshell
Author
Sachs, Margaret V.
Published
St. Paul, MN : West Academic Publishing, [2021]
©2021.
Location
Law Library >> KF1439 .S33 2021
Format
Books
4.
Securities regulation : cases and materials
Author
Coffee, John C., 1944-
Published
St. Paul, MN : Foundation Press, [2021]
©2021.
Location
Law Library >> KF1438 .J46 2021
Format
Books
5.
Shanghai jin rong fa yuan she wai she gang ao tai jin rong an jian shen pan zhi nan = Shanghai financial court judicial guidance on foreign-related financial cases and, Hong Kong Macao and Taiwan-related financial cases
Title
上海金融法院涉外 涉港澳台金融案件审判指南 =
Published
Beijing : Fa lü chu ban she, 2021.
Location
Law Library >> KNQ951.A49 .S63 2021
Format
Books
6.
Securities regulation : cases and materials
Author
Hazen, Thomas Lee, 1947-
Published
St. Paul, MN : West Academic, 2020.
©2020.
Location
Law Library >> KF1438 .R38 2020
Format
Books
7.
Securities regulation : cases and analysis
Author
Choi, Stephen Jung, 1966-
Published
St. Paul, MN : Foundation Press, [2019]
Location
Law Library >> KF1439 .C45 2019
Format
Books
8.
Securities regulation
Author
Soderquist, Larry D., 1944-2005
Published
St. Paul, MN : Foundation Press, [2018]
©2018.
Location
Law Library >> KF1439 .S64 2018
Format
Books
9.
Corporate finance : debt, equity, and derivative markets and their intermediaries
Author
Gabilondo, José
Published
St. Paul, MN : West Academic Publishing, [2017]
Location
Law Library >> KF1428.A7 M37 2017
Format
Books
10.
Securities law in Canada : cases and commentary
Author
Condon, M. G. (Mary Geraldine)
Published
Toronto, Canada : Emond, 2017.
©2017.
Location
Law Library >> KE1065 .C65 2017
Format
Books
11.
Securities litigation and enforcement : cases and materials
Author
Nagy, Donna M.
Published
St. Paul, MN : West Academic Publishing, [2017]
©2017.
Location
Law Library >> KF1439 .N34 2017
Format
Books
12.
Securities litigation and enforcement in a nutshell
Author
Sachs, Margaret V.
Online
West Academic Study Aids - Hornbooks & Nutshells
Location
Yale Internet Resource
Format
Books / Online
13.
Securities litigation and enforcement in a nutshell
Author
Sachs, Margaret V.
Published
St. Paul, MN : West Academic Publishing, [2016]
©2016.
Location
Law Library >> KF1439 .S33 2016
Format
Books
14.
Securities regulation : cases and materials
Author
Hazen, Thomas Lee, 1947-
Published
St. Paul, MN : West Academic Publishing, [2016]
Location
Law Library >> KF1438 .R38 2016
Format
Books
15.
Securities regulation : cases and analysis
Author
Choi, Stephen Jung, 1966-
Published
St. Paul, MN : Foundation Press, [2015]
Location
Law Library >> KF1439 .C45 2015
Format
Books
16.
Securities regulation : cases and materials
Author
Coffee, John C., 1944-
Published
St. Paul, MN : Foundation Press, [2015]
Location
Law Library >> KF1438 .J46 2015
Format
Books
17.
Securities regulation : cases and materials
Author
Cox, James D., 1943-
Published
New York : Wolters Kluwer Law & Business, [2013]
Location
Law Library >> KF1439 .C69X 2013
Format
Books
18.
Business enterprises : legal structures, governance, and policy : cases, materials, and problems
Published
New Providence, NJ : LexisNexis, c2012.
Location
Law Library >> KF1366 .B87 2012
Format
Books
19.
Securities litigation and enforcement : cases and materials
Author
Nagy, Donna M.
Published
St. Paul, MN : Thomson/West, c2012.
Location
Law Library >> KF1439 .N34 2012
Format
Books
20.
Securities regulation : cases and analysis
Author
Choi, Stephen Jung, 1966-
Published
New York : Foundation Press : Thomson Reuters, 2012.
Location
Law Library >> KF1439 .C45 2012
Format
Books
21.
Securities regulation : cases and materials
Author
Coffee, John C., 1944-
Published
New York, NY : Foundation Press Thomson/West, 2012.
Location
Law Library >> KF1438 .J46 2012
Format
Books
22.
Broker-dealer regulation in a nutshell
Author
Hazen, Thomas Lee, 1947-
Published
St. Paul, MN : West, c2011.
Location
Law Library >> KF1071.Z9 H39 2011
Format
Books
23.
Corporate finance : debt, equity, and derivative markets and their intermediaries
Author
Markham, Jerry W.
Published
St. Paul, MN : West Group, c2011.
Location
Law Library >> KF1428.A7 M37 2011
Format
Books
24.
Federal securities cases archive (CCH)
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
25.
SEC releases
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
26.
Securities pleadings, motions & memoranda
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
27.
Washington Department of Financial Institutions interpretive letters
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
28.
Securities regulation : cases and materials
Author
Hazen, Thomas Lee, 1947-
Published
St. Paul, MN : Thomson/West, c2009.
Location
Law Library >> KF1438 .R38 2009
Format
Books
29.
Securities regulation : cases and materials
Author
Cox, James D., 1943-
Published
New York : Aspen Publishers, 2009.
Location
Law Library >> KF1439 .C69 2009
Format
Books
30.
Securities regulation : cases and materials
Author
Coffee, John C., 1944-
Published
New York, NY : Foundation Press : Thomson Reuters, 2009.
Location
Law Library >> KF1438 .J46 2009
Format
Books
31.
Corporate finance : cases and materials
Author
Markham, Jerry W.
Published
St. Paul, MN : Thomson/West, c2008.
Location
Law Library >> KF1428.A7 M37 2008
Format
Books
32.
Securities regulation : cases and analysis
Author
Choi, Stephen Jung, 1966-
Published
New York, NY : Foundation Press ; [St. Paul, MN] : Thomson/West, c2008.
Location
Law Library >> KF1439 .C45 2008
Format
Books
33.
Securities regulation : cases and materials
Author
Coffee, John C., 1944-
Published
New York, NY : Foundation Press ; [St. Paul, Minn.] : Thomson/West, c2007.
Location
Law Library >> KF1438 .J46 2007
Format
Books
34.
Securities regulation
Author
Soderquist, Larry D., 1944-2005
Published
New York, NY : Foundation Press ; [St. Paul, Minn] : Thomson West, 2006.
Location
Law Library >> KF1439 .S64 2006
Format
Books
35.
Securities regulation : cases and materials
Author
Cox, James D., 1943-
Published
New York, N.Y. : Aspen Publishers, c2006.
Online
Table of contents
Location
Law Library >> KF1438 .C69 2006
Format
Books
36.
Securities regulation : cases and materials
Author
Hazen, Thomas Lee, 1947-
Published
St. Paul, MN : Thompson/West, 2006.
Location
Law Library >> KF1438 .R38 2006
Format
Books
37.
Securities law in Canada : cases and commentary
Author
Condon, M. G. (Mary Geraldine)
Published
Toronto : Emond Montgomery Publications, 2005.
Location
Law Library >> KE1065 .C65 2004
Format
Books
38.
Securities regulation : cases and analysis
Author
Choi, Stephen Jung, 1966-
Published
New York : Foundation Press ; [St. Paul, Minn.] : Thomson/West, 2005.
Location
Law Library >> KF1439 .C45 2005
Format
Books
39.
Corporate finance : cases and materials
Author
Markham, Jerry W.
Published
St. Paul, MN : Thomson/West, c2004.
Location
Law Library >> KF1428.A7 M37 2004
Format
Books
40.
Records of proceedings of the Administrative Proceedings Committee (APC)
Author
Nigeria. Securities and Exchange Commission. Administrative Proceedings Committee
Published
Abuja, [Nigeria] : Securities and Exchange Commission
Location
Library Shelving Facility (LSF) >> KTA956.5.A15 N54 (LC)
Format
Journals & Newspapers
41.
Securities regulation : cases and materials
Author
Cox, James D., 1943-
Published
New York : Aspen Publishers, c2004.
Location
Law Library >> KF1438 .C69 2004
Format
Books
42.
Hazen & Ratner : broker dealer regulation : cases and materials
Author
Hazen, Thomas Lee, 1947-
Published
St. Paul, MN : Thomson/West, c2003.
Location
Law Library >> KF1071.A7 H39 2003
Format
Books
43.
Securities litigation and enforcement : cases and materials
Author
Nagy, Donna M.
Published
St. Paul, MN : West Group, c2003.
Location
Law Library >> KF1439 .N34 2003
Format
Books
44.
Securities regulation : cases and materials
Author
Soderquist, Larry D., 1944-2005
Published
New York : Foundation Press/Thomson Reuters, 2010.
Location
Law Library >> KF1439 .S64 2010
Format
Books
45.
Securities regulation : cases and materials
Author
Hazen, Thomas Lee, 1947-
Published
St. Paul, MN : Thompson/West, 2003.
Location
Law Library >> KF1438 .R38 2003
Format
Books
46.
Securities regulation : cases and materials
Author
Coffee, John C., 1944-
Published
New York, N.Y : Foundation Press, 2003.
Location
Law Library >> KF1438 .J46 2003
Format
Books
47.
Securities regulation : cases and materials
Author
Cox, James D., 1943-
Published
Gaithersburg : Aspen Law & Business, c2001.
Location
Law Library >> KF1438 .C69 2001
Format
Books
48.
Le SIM e i promotori finanziari nella giurisprudenza
Author
Longhini, Pietro
Published
Milano : A. Giuffrè, 2001.
Location
Law Library >> KKH962.5 .L66 2001
Format
Books
49.
Companies and securities law : commentary and materials
Author
Redmond, Paul (Law teacher)
Published
Sydney : LBC Information Services, 2000.
Location
Law Library >> KU956 .R46 2000
Format
Books
50.
Securities regulation : cases and materials
Published
New York : Foundation Press, 1998.
Location
Law Library >> KF1438 .J46 1998
Format
Books
51.
Securities regulation : cases and materials
Author
Cox, James D., 1943-
Published
New York : Aspen Law & Business, c1997.
Location
Law Library >> KF1438 .C69 1997
Format
Books
52.
Commission opinions and adjudicatory orders
Author
United States. Securities and Exchange Commission, compiler
Published
Washington, D.C. : U.S. Securities and Exchange Commission
Online
http://purl.fdlp.gov/GPO/gpo82102
Location
Yale Internet Resource >> None
Format
Online
53.
Securities regulation : cases and materials
Author
Jennings, Richard W.
Published
Westbury, N.Y. : Foundation Press, 1992.
Location
Law Library >> KF1438 .J46 1992
Format
Books
54.
Australian corporations and securities reports
Published
[Sydney, N.S.W] : Butterworths, ©1990-
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
55.
Supplement to Index to Commission decisions
Author
United States. Securities and Exchange Commission. Office of the General Counsel
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1990-]
Location
Law Library >> KF1444.A54 U55
Format
Journals & Newspapers
56.
Securities regulation : cases and materials
Author
Jennings, Richard W.
Published
Mineola, N.Y. : Foundation Press, 1987.
Location
Law Library >> KF1438 .J46 1987
Format
Books
57.
Securities regulation : cases and materials
Author
Jennings, Richard W.
Published
Mineola, N.Y. : Foundation Press, 1982.
Location
Law Library >> KF1438 .J46 1982
Format
Books
58.
Securities regulation : cases and materials : supplement
Author
Jennings, Richard W.
Published
1980.
Location
Law Library >> KF1438 .J46 1977 Suppl.
Format
Books
59.
Securities regulation : materials for a basic course
Author
Ratner, David L.
Published
St. Paul, Minn. : West Pub. Co., 1980.
Location
Law Library >> KF1438 .R38 1980
Format
Books
60.
Securities regulation : cases and materials
Author
Jennings, Richard W.
Published
Mineola, N.Y. : Foundation Press, 1977.
Location
Law Library >> KF1438 .J46 1977
Format
Books
61.
Securities regulation : materials for a basic course, by David L. Ratner ... : 1977 supplement containing problems, sample prospectus and underwriting agreements, selected statutes, rules and forms, and supplementary cases and materials
Author
Ratner, David L.
Published
St. Paul : West Pub. Co., 1977.
Location
Law Library >> KF1438 .R38 Suppl. 2
Format
Books
62.
Shepard's securities law locator : State & Federal
Published
Colorado Springs, CO : Shepard's, inc. of Colorado Springs, c1977-
Location
Law Library >> KF1435.5 .S5
Format
Books
63.
Securities regulation : materials for a basic course
Author
Ratner, David L.
Published
St. Paul : West Pub. Co., 1975.
Location
Law Library >> KF1438 .R38
Format
Books
64.
SEC docket
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1973-
Location
Library Shelving Facility (LSF) >> KF1436.A2 U556
Format
Journals & Newspapers
65.
Securities regulation : cases and materials
Author
Jennings, Richard W.
Published
Mineola, N.Y. : Foundation Press, 1972.
Location
Law Library >> KF1438 .J46 1972
Format
Books
66.
Securities regulation : cases and materials
Author
Jennings, Richard W.
Published
Mineola, N.Y. : Foundation Press, 1972.
Location
Unavailable--Try BorrowDirect or Interlibrary Loan >> T J4474 1972
Unavailable--Try BorrowDirect or Interlibrary Loan >> T J4474 1972
Format
Books
67.
Securities regulation : Cases and materials, Supplement to third edition
Author
Jennings, Richard W.
Published
Mineola, N.Y. : Foundation Press, 1975.
Location
Unavailable--Try BorrowDirect or Interlibrary Loan >> T J4474 1972a
Format
Books
68.
Cases and materials on security
Author
Hanna, John, 1891-1964
Published
Brooklyn : Foundation Press, c1959.
Location
Law Library >> KF1438 .H36 1959
Format
Books
69.
SEC docket
Author
United States. Securities and Exchange Commission
Published
Chicago : Commerce Clearing House.
Location
Library Shelving Facility (LSF) >> KF1436.A2 U557
Format
Journals & Newspapers
70.
Cases and materials in the law of corporation finance
Author
Berle, Adolf A., Jr., 1895-1971
Published
St. Paul, Minn. : West Publishing Co., 1942.
Location
Law Library >> KF1428.A7 B67 1942
Format
Books
71.
Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O., 1941-1960.
Location
Library Shelving Facility (LSF) >> SE1.19
Format
Journals & Newspapers
72.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., 1939-
Location
Library Shelving Facility (LSF) >> KF1436.A2 U54
Format
Journals & Newspapers
73.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., 1939-
Location
Library Shelving Facility (LSF) >> SE 1.11:
Format
Journals & Newspapers
74.
Decisions
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., 1938.
Location
Library Shelving Facility (LSF) >> SE 1.11:
Format
Journals & Newspapers
75.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.] : [U.S. G.P.O.] : [For sale by the Supt. of Docs.]
Online
LLMC Digital Collections
Location
Yale Internet Resource
Format
Journals & Newspapers / Online
76.
Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O., 1941-1960.
Location
Law Library >> KF1435.A2 J94
Format
Journals & Newspapers
77.
Cases and materials in the law of corporation finance
Author
Berle, Adolf A., Jr., 1895-1971
Published
St. Paul : West Publishing Company, 1930.
Location
Law Library >> KF1428.A7 B47 1930
Format
Books
78.
Leopold Lacombe and others, commissioners in liquidation of the Mechanics' and Traders' Bank, appellants, vs. Edmond I. Forstall's Sons, as agents of Baring Brothers & Co., appellees
Author
Lacombe, Leopold
Online
HeinOnline World Trials Library
Location
Yale Internet Resource
Format
Books / Online