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Investment advisors
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Legal status, laws, etc

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1.
Mutual fund litigation and insurance practice guide
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
2.
Fund governance : legal duties of investment companies directors
Author
Robertson, Robert A., 1960-
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
3.
Advising private funds : a comprehensive guide to representing hedge funds, private equity funds & their advisers
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
4.
Regulation of financial planners
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
5.
Regulation of investment advisers
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
6.
Regulation of investment management & fiduciary services
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
7.
Soft dollars and other trading activities
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
8.
Investment adviser regulation in a nutshell
Author
Haas, Jeffrey J.
Online
West Academic Study Aids - Hornbooks & Nutshells
Location
Yale Internet Resource
Format
Books / Online
9.
Investor and industry perspectives on investment advisers and broker-dealers
Published
Santa Monica, CA : Rand, c2008.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
10.
Restatement, third, trusts: prudent investor rule
Online
HeinOnline American Law Institute Collection
Location
Yale Internet Resource
Format
Online
11.
Restatement of the law - trusts
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online