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Online Results (46)
1.
Fintech and regtech in the financial services industry : current issues for investment advisers and broker-dealers 2023
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
2.
Investment management 2023 : current issues & trends
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
3.
Basics of mutual funds and other registered investment companies 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
4.
Fintech law in a nutshell
Author
Brummer, Chris, 1975-
Published
St. Paul, Minn. : West Academic Publishing, [2020]
Location
Law Library >> KF974 .B78 2020
Format
Books
5.
Fintech law in a nutshell
Author
Brummer, Chris, 1975-
Online
West Academic Study Aids - Hornbooks & Nutshells
Location
Yale Internet Resource
Format
Books / Online
6.
Basics of mutual funds and other registered investment companies 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
7.
Fiduciary investment advice 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
8.
Hedge fund and private equity enforcement & regulatory developments 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
9.
The law of financial advice, investment management, and trading
Author
Setten, L. D. van (Lodewijk D.), 1967-
Published
Oxford, United Kingdom ; New York, NY : Oxford University Press, 2019.
©2019.
Location
Law Library >> KJE2188 .S47 2019
Format
Books
10.
Anlagevermittlung und Anlegerschutz
Author
Ismail, Husein
Published
Göttingen : V&R Unipress, [2018]
Location
Law Library >> KK2248.5 I86 2018
Format
Books
11.
Die Auskunftspflichten der Bank gegenüber Vermögensverwaltungskunden
Author
Dommer, Nicolas
Published
Zürich : Dike, [2018]
Location
Law Library >> KKW940 .D66 2018
Format
Books
12.
Basics of mutual funds and other registered investment companies 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
13.
DOL's 2016 fiduciary rule on investment advice
Author
Topoleski, John J.
Published
[Washington, D.C.] : Congressional Research Service, 2018-
Online
https://purl.fdlp.gov/GPO/gpo138817
Location
Yale Internet Resource >> None
Format
Online
14.
Investment management institute 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
15.
A practitioner's guide to MiFID II
Published
London : Sweet & Maxwell/Thomas Reuters, 2018.
©2018.
Location
Law Library >> KJE2245 .P73 2018
Format
Books
16.
Basics of mutual funds and other registered investment companies 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
17.
Financial services conflicts of interest & fiduciary duties 2017 : navigating the emerging regulatory maze
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
18.
Restricting advice and education : DOL's unworkable investment proposal for American families and retirees : hearing before the Subcommittee on Employment and Workplace Safety of the Committee on Health, Education, Labor, and Pensions, United States Senate, One Hundred Fourteenth Congress, first session ... July 21, 2015
Author
United States. Congress. Senate. Committee on Health, Education, Labor, and Pensions. Subcommittee on Employment and Workplace Safety, author
Published
Washington : U.S. Government Publishing Office, 2017.
Online
PDF version:
Text version:
Location
Yale Internet Resource >> None
Format
Books / Online
19.
Restricting advice and education : DOL's unworkable investment proposal for American families and retirees : hearing before the Subcommittee on Employment and Workplace Safety of the Committee on Health, Education, Labor, and Pensions, United States Senate, One Hundred Fourteenth Congress, first session on examining the Department of Labor's investment proposal for American families and retirees, July 21, 2015
Author
United States. Congress. Senate. Committee on Health, Education, Labor, and Pensions. Subcommittee on Employment and Workplace Safety, author
Published
Washington : U.S. Government Publishing Office, 2017.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.L 11/4:S.HRG.114-665
Format
Books
20.
US regulation for asset managers outside the United States
Published
London : Sweet & Maxwell, 2017.
Location
Law Library >> KF1072 .U63 2017
Format
Books
21.
Basics of mutual funds and other registered investment companies 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
22.
The alternative investment fund managers directive
Published
Alphen aan den Rijn : Kluwer Law International, [2015]
Frederick, MD : Sold and distributed in North, Central, and South America by Aspen Publishers.
©2015.
Location
Law Library >> KJE2250 .A95X 2015
Format
Books
23.
Basics of mutual funds and other registered investment companies 2015
Published
New York, N.Y. : Practising Law Institute, [2015]
©2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
24.
Teilnehmerhaftung bei fehlerhafter Kapitalmarktinformation in Deutschland und den USA : zugleich ein Beitrag zur Systematik des [Paragraphen] 830 Abs. 1 S. 1, Abs. 2 BGB
Author
Stübinger, Malte, 1986-
Published
Tübingen : Mohr Siebeck, [2015]
Location
Law Library >> K1114.5 .S78 2015
Format
Books
25.
Basics of mutual funds and other registered investment companies 2014
Published
New York, N.Y. : Practising Law Institute, 2014.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online