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Investment advisors
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Online Results (46)
26.
Mutual fund litigation and insurance practice guide
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
27.
Das Recht der Kapitalanlageberatung und -vermittllung
Author
Seibert, Holger, 1955-
Published
München : C.H. Beck, 2014.
©2014.
Location
Law Library >> KK2245 .S453X 2014
Format
Books
28.
Fiduciary duties of investment intermediaries : a consultation paper
Author
Great Britain. Law Commission
Published
London : TSO, c2013.
Location
Law Library >> KD654.A73 C66 no.215 oversize
Format
Books
29.
Legislative proposals to relieve the red tape burden on investors and job creators : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, May 23, 2013
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author
Published
Washington : U.S. Government Printing Office, 2013.
Online
http://purl.fdlp.gov/GPO/gpo40663
Location
Yale Internet Resource >> None
Format
Books / Online
30.
Securities practice and electronic technology
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
31.
Canadian securities regulatory requirements applicable to non-resident broker-dealers, advisers and investment fund managers
Published
Toronto, Ontario : CCH Canadian Limited, [2012]
©2012.
Location
Law Library >> KE1062 .A33 2012
Format
Books
32.
Investment management institute 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
33.
Liability of asset managers
Published
Oxford : Oxford University Press, 2012.
Location
Law Library >> K1114.5 .L53X 2012
Format
Books
34.
Courtiers et conseillers financiers : encadrement des services de placement
Published
Cowansville, Québec : Éditions Yvon Blais, 2011.
Location
SML, Stacks, LC Classification >> HG5154.3 .C68X 2011 (LC)
Format
Books
35.
Fund governance : legal duties of investment companies directors
Author
Robertson, Robert A., 1960-
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
36.
Investment management institute 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
37.
Investment management institute 2010
Published
New York, N.Y. : Practising Law Institute, [2010]
©2010.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
38.
Regulation of investment management & fiduciary services
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
39.
Investment management institute 2009
Published
New York, N.Y. : Practising Law Institute, [2009]
©2009.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
40.
Investor and industry perspectives on investment advisers and broker-dealers
Published
Santa Monica, CA : Rand, c2008.
Location
Law Library >> KF1070 .I58X 2008
Format
Books
41.
Investor and industry perspectives on investment advisers and broker-dealers
Published
Santa Monica, CA : Rand, c2008.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
42.
Investor and industry perspectives on investment advisers and broker-dealers
Published
Santa Monica, CA : Rand, c2008.
Location
SML, Stacks, LC Classification >> KF1070 .I58X 2008 (LC) Oversize
Format
Books
43.
A practitioner's guide to MiFID
Published
Old Woking, Surrey, U.K. : City & Financial Pub., c2007.
Location
Law Library >> KJE2245 .P73X 2007
Format
Books
44.
Wertpapiervermögensverwaltung
Author
Benicke, Christoph
Published
Tübingen : Mohr Siebeck, 2006.
Location
Law Library >> KK7038 .B46 2006
Format
Books
45.
The new fiduciary standard : the 27 prudent investment practices for financial advisers, trustees, and plan sponsors
Author
Hatton, Tim, 1963-
Published
Princeton, NJ : Bloomberg Press, 2005.
Online
Publisher description
Location
Law Library >> KF1072 .H38 2005
Format
Books
46.
Internationales Insiderrecht : eine Untersuchung über die Anwendung des Insiderrechts auf Sachverhalte mit Auslandsberührung
Author
Nietsch, Michael
Published
Berlin : Duncker & Humblot, 2004.
Location
Law Library >> K1115.I57 N53 2004
Format
Books
47.
Pension Security Act of 2003 : report together with minority views (to accompany H.R. 1000) (including cost estimate of the Congressional Budget Office)
Author
United States. Congress. House. Committee on Education and the Workforce
Published
[Washington, D.C. : U.S. G.P.O., 2003]-
Online
pt.1
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
48.
Providing for consideration of H.R. 1000, Pension Security Act of 2003 : report (to accompany H. Res. 230)
Author
United States. Congress. House. Committee on Rules
Published
[Washington, D.C. : U.S. G.P.O., 2003]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
49.
H.R. 2269, the Retirement Security Advice Act : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and the Workforce, House of Representatives, One Hundred Seventh Congress, first session, hearing held in Washington, DC, July 17, 2001
Author
United States. Congress. House. Committee on Education and the Workforce. Subcommittee on Employer-Employee Relations
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2002.
Online
Adobe Acrobat Reader required
Location
Library Shelving Facility (LSF) >> Y 4.ED 8/1:107-22
Format
Books
50.
H.R. 2269, the Retirement Security Advice Act : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and the Workforce, House of Representatives, One Hundred Seventh Congress, first session, hearing held in Washington, DC, July 17, 2001
Author
United States. Congress. House. Committee on Education and the Workforce. Subcommittee on Employer-Employee Relations
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2002.
Online
4.ED 8/1:107-22
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online