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Current results range from 1611 to 2024

1.
Securities regulation
Author
Loss, Louis
Published
New York : Wolters Kluwer, [2024]-
©2024.
Location
Law Library >> KF1070 .L62 2024
Format
Books
2.
Broker-dealer compliance : a case-based guide to compliance program elements and practices
Author
Fanto, James A.
Published
Northampton, Massachusetts : Edward Elgar Publishing, [2023]
Location
Law Library >> KF1071 .F36X 2023
Format
Books
3.
Broker/dealer regulation and enforcement 2023
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
4.
BUILDING AND AUTOMATING PENETRATION TESTING LABS IN THE CLOUD set up cost-effective hacking environments for learning cloud security on AWS, Azure, and GCP
Author
Lat, Joshua Arvin
Published
Birmingham, UK : Packt Publishing Ltd., 2023.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
5.
Corporate finance
Author
Rhee, Robert J.
Published
Frederick, MD : Aspen Publishing, [2023]
Location
Law Library >> KF1428 .R48X 2023
Format
Books
6.
Corporate finance : the lawyer's role
Author
Gabilondo, José
Published
Eagan, MN : West Academic Publishing, [2023]
Location
Law Library >> KF1428 .M29X 2023
Format
Books
7.
Empowering entrepreneurs : removing barriers to capital access for small businesses : hearing before the Subcommittee on Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighteenth Congress, first session, February 8, 2023
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, author
Published
Washington : U.S. Government Publishing Office, 2023.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:118-4
Format
Books
8.
E, S, G, and W : examining private sector disclosure of workforce management, investment, and diversity data : hybrid hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, second session, December 8, 2022
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author
Published
Washington : U.S. Government Publishing Office, 2023.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:117-108
Format
Books
9.
EU securities and financial markets regulation
Author
Moloney, Niamh
Published
Oxford, United Kingdom ; Oxford University Press, 2023.
Location
Law Library >> KJE2247 .M65X 2023
Format
Books
10.
Financial regulation in China : critical concepts in finance
Published
Abingdon, Oxon ; New York, NY : Routledge, Taylor & Francis Group, 2023.
©2023.
Location
Law Library >> KNQ3526 .F56X 2023
Format
Books
11.
Fundamental analysis
Author
Krantz, Matt
Published
Hoboken, New Jersey : John Wiley & Sons, Inc., [2023]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
12.
Fundamentals of broker-dealer regulation 2023
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
13.
The future of digital assets : identifying the regulatory gaps in spot market regulation : hearing before the Subcommittee on Commodity Markets, Digital Assets, and Rural Development of the Committee on Agriculture, House of Representatives, One Hundred Eighteenth Congress, first session
Author
United States. Congress. House. Committee on Agriculture. Subcommittee on Commodity Markets, Digital Assets, and Rural Development, author
Published
Washington : U.S. Government Publishing Office, 2023.
Location
Library Shelving Facility (LSF) >> Y 4.AG 8/1:118-9/PT.1-3
Format
Books
14.
A history of securities law in the Supreme Court
Author
Pritchard, Adam C.
Published
New York : Oxford University Press, [2023]
Location
Law Library >> KF1439 .P75X 2023
Format
Books
15.
A history of securities law in the Supreme Court
Author
Pritchard, Adam C.
Published
New York, NY : Oxford University Press, 2023.
Online
Oxford Academic
Location
Yale Internet Resource
Format
Books / Online
16.
The Kansas Blue Sky Act of 1911 : an experiment in securities regulation and its impact
Author
Ress, David
Published
Cham, Switzerland : Palgrave Macmillan, an imprint of Springer Nature Switzerland, [2023]
Location
Law Library >> KFK179 .R47 2023
Format
Books
17.
The law of securitisations : from crisis to techno-sustainability
Author
De Gioia-Carabellese, Pierre
Published
Abingdon, Oxon ; New York, NY : Routledge, Taylor & Francis Group, 2023.
©2023.
Location
Law Library >> KJE2247 .D44X 2023
Format
Books
18.
Market liquidity : theory, evidence, and policy
Author
Foucault, Thierry
Published
New York, NY : Oxford University Press, 2023.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
19.
Nominations of the Honorable Christy Goldsmith Romero, Ms. Kristin N. Johnson, Mrs. Summer Kristine Mersinger, and Ms. Caroline D. Pham : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Seventeenth Congress, second session, March 2, 2022
Author
United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry, author
Published
Washington : U.S. Government Publishing Office, 2023.
Location
Library Shelving Facility (LSF) >> Y 4.AG 8/3:S.HRG.117-601
Format
Books
20.
Oversight of the Securities and Exchange Commission : Wall Street's cop on the beat : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, September 24, 2019
Author
United States. Congress. House. Committee on Financial Services, author
Published
Washington : U.S. Government Publishing Office, 2023.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:116-50
Format
Books
21.
An overview of corporate securities law in four English-language jurisdictions
Author
Baber, Graeme
Published
New York : Nova Science Publishers, [2023]
Location
Law Library >> K1331 .B33X 2023
Format
Books
22.
Regulation and governance of mutual funds : United Kingdom and United States of America perspectives on investor protection
Author
Khair Alshaleel, Mohammed
Published
Abingdon, Oxon ; New York, NY : Routledge, Taylor & Francis Group, 2023.
©2023.
Location
Law Library >> KD1787 .K43X 2023
Format
Books
23.
Securities arbitration 2023
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
24.
Securities law
Author
Nicholls, Christopher C.
Published
Toronto, ON : Irwin Law, 2023.
©2023.
Location
Law Library >> KE1065 .M33 2023
Format
Books
25.
Securities law and practice 2023 : how the SEC works
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online