Contents: Foreword / by Peter Ellinger
Preface
Part I: Introduction
1. Financial advice and investor protection: A comparative overview / Sandra Booysen
2. Robo financial advice: The new frontier / Yaru Chia
Part II The private law
3. Tort law as regulation in the financial industry / Christian Witting
4. Financial advice and the duty to advise / Sandra Booysen
5. Non-reliance clauses, entire agreement clauses and contractual estoppel / Hugh Beale QC FBA with Georgia Palmer
6. Banks, financial intermediaries and fiduciary duties / Gerard McMeel QC
7. Causation, remoteness and calculation of damages for financial mis-selling / Katy Barnett
Part III A jurisdictional perspective
8. From disclosure to design: The australian regulatory response to mis-selling to consumer investors by financial services providers / Jeannie Marie Paterson
9. China: Confronting a growing wealth management sector / Alex Zhou Qin
10. Hong kong: Balancing laissez-faire and investor protection / Carrie Ding Chunyan and John Ho
11. Singapore: Boosting regulation to protect vulnerable investors / Dora Neo
12. The United Kingdom: The primacy of regulation in protecting the retail investor / Keith Stanton
13. The United States of america: Shifting conduct standards for retail investment advice / Mercer Bullard
bibliography
Index.